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Systems and methods for managing information associated with legal, compliance and regulatory risk 원문보기

IPC분류정보
국가/구분 United States(US) Patent 등록
국제특허분류(IPC7판)
  • G06F-017/00
  • G06Q-010/06
  • G06Q-030/00
출원번호 US-0963022 (2013-08-09)
등록번호 US-9058581 (2015-06-16)
발명자 / 주소
  • Lawrence, David
  • Nitze, Peter
  • MacDonald, Alasdair
출원인 / 주소
  • Goldman, Sachs & Co.
대리인 / 주소
    Perkins Coie LLP
인용정보 피인용 횟수 : 0  인용 특허 : 263

초록

Some embodiments include a system, method, apparatus and means for managing information associated with risk. In some embodiments, information associated with risk is collected, analyzed, stored, and disseminated. According to some embodiments, the information associated with risk is utilized to ide

대표청구항

1. A method, comprising: receiving information from one of a plurality of sources;generating an intermediate output file having a predetermined format;comparing, using a processor, portions of the intermediate output file with a set of risk data to determine a risk relevancy of information in the in

이 특허에 인용된 특허 (263)

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  197. Shirey, John Earl; Carroll, Tonya Lin, System and apparatus for transaction fraud processing.
  198. Mandler, Maria M.; McLaughlin, Ann P.; Battenfelder, Robert R.; Rouen, James E.; Orbach, Levi Y.; Benson, Carol; Engber, Marjorie; Nevens, James E.; Krajewski, William Joseph; Baldwin Moody, Carol A., System and method a risk based purchase of goods.
  199. Mandler Maria M. ; McLaughlin Ann P. ; Battenfelder Robert R. ; Rouen James E. ; Orbach Levi Y. ; Benson Carol ; Engber Marjorie ; Nevens James E. ; Krajewski William Joseph ; Moody Carol A. Baldwin , System and method for a risk-based purchase of goods.
  200. Maloche, Donald M.; Manepalli, Rao S.; Mills, Randy; Muniz, Ana; Rutter, Mark, System and method for assessing risk.
  201. Borten,Daniel A., System and method for assisting a bank in meeting requirements under the community reinvestment act.
  202. French Jennifer ; Wilder Jone, System and method for authentication of network users.
  203. Duane,William M.; R��stin,Peter, System and method for certificate exchange.
  204. Tobey, Peter W.; Merritt, Marc, System and method for collecting, processing, and distributing information to promote safe driving.
  205. Gracie, Matthew Kenneth; Caruso, David Benjamin, System and method for conducting an optimized customer identification program.
  206. Harpal S. Sandhu ; Viral V. Tolat ; Stephen Rees GB, System and method for conducting web-based financial transactions in capital markets.
  207. Rosen Sholom S., System and method for connecting money modules.
  208. Zeanah James ; Abbott Charles ; Boyd Nik ; Cohen Albert ; Cook James ; Grandcolas Michael ; Lan Sikhun ; Lindsley Bonnie ; Markarian Grigor ; Moss Leslie, System and method for delivering financial services.
  209. Friedlander, Robert R.; Hennessy, Richard A.; Kraemer, James R., System and method for deriving a hierarchical event based database having action triggers based on inferred probabilities.
  210. Friedlander, Robert R.; Hennessy, Richard A.; Kraemer, James R., System and method for deriving a hierarchical event based database optimized for analysis of criminal and security information.
  211. Bowman William B. (Herndon VA), System and method for detecting fraudulent network usage patterns using real-time network monitoring.
  212. Hillmer, James M.; Jones, Richard A.; Gessner, Colleen M.; Johnston, Connie S.; Lewis, Jr., Kelly R.; Deshpande, Sanjay H., System and method for detecting fraudulent transactions.
  213. Brown Randall E. ; Marvel Kathleen P. ; Spencer Scott R., System and method for determining risk exposure based on adjacency analysis.
  214. Gugel Leon G. ; Tsigutkin Alexander, System and method for determining value at risk of a financial portfolio.
  215. Levchin,Max; Nosek,Luke Paul; Thiel,Peter; Banister,Scott Alan, System and method for electronically exchanging value among distributed users.
  216. Apgar ; IV Mahlon (7321 Brightside Rd. Baltimore MD 21212), System and method for evaluating real estate.
  217. Shapiro, Eileen C.; Mintz, Steven J., System and method for facilitating bilateral and multilateral decision-making.
  218. Saarepera, Mart; Buldas, Ahto, System and method for generating a digital certificate.
  219. Barclay John L., System and method for matching passengers and their baggage.
  220. Broder Andrei Zary ; Glassman Steven Charles ; Manasse Mark Steven, System and method for monitoring web pages by comparing generated abstracts.
  221. Boesch Brian Paul ; Crocker Stephen David ; Eastlake ; III Donald Eggleston ; Hart ; Jr. Alden Sherburne ; Jackson Andrew ; Lindenberg Robert A. ; Paredes Denise Marie, System and method for multi-currency transactions.
  222. Hall ; III Sheldon F. ; Stoikoff Ivan T., System and method for offering and providing secured credit card products.
  223. Owens, Jennifer B.; Firestone, Jacob; Hawthorne, Edward T.; Valasquez, Joseph L; Hadd, David; Yee, Bradley A., System and method for operational risk assessment and control.
  224. Tom Mohimm Daniel (Clifton Park NY), System and method for performing risk and credit analysis of financial service applications.
  225. Irving Russell Robert ; Linden Angelika Dorothea ; Quaile James Patrick, System and method for proactively monitoring risk exposure.
  226. Josephson Stanley M., System and method for providing advance notification of potential presentment returns due to account restrictions.
  227. Goyal,Anil K., System and method for recording and reporting consumer monetary commentary.
  228. Kraay, Thomas A.; Brisbin, Charles E.; Carlson, Ralph, System and method for the identification of latent relationships amongst data elements in large databases.
  229. Garber Howard B., System and method for trading having a principal market maker.
  230. Rosen Sholom S., System and method for updating security information in a time-based electronic monetary system.
  231. King Douglas L. (6604 Covehollow Rd. Oklahoma City OK 73123) Barclay Alasdair G. (The Boathouse ; 6 Shaw Wood Rd. Pembroke BMX HM01 ) Wellman Rockie C. (727 Cedardale Oklahoma City OK 73127), System and method of risk transfer and risk diversification including means to assure with assurance of timely payment a.
  232. Walker Darcy ; Sussman Lawrence J. ; Mayr Mona ; Dean ; Jr. Charles G. ; Seib Dennis ; Musci Richard ; Marino Glenn, System and method to performing on-line credit reviews and approvals.
  233. Slater, Alan, System and use for correspondent banking.
  234. Zoffel George S. (Kirkland WA) St. Laurent Nichola A. (Encinitas CA) Murdock Robb (Encinitas CA), System for generating and transmitting credit reports.
  235. Abrahams,Ian E.; Carlan,Radu C., System for managing risk.
  236. Gressel, Carmi David; Milstein, David; Sander, Avi; Hadad, Isaac; Granot, Ran, System for safe collection of payment including electronic payment receipt generators having electronic purses.
  237. Atkins Charles A. (Amelia Island FL), System for the operation of a financial account.
  238. Nguyen Trong ; Subramanian Mahadevan P. ; Haller Daniel R., System, method and article of manufacture for a gateway system architecture with system administration information accessible from a browser.
  239. Umair Khan ; Rizsan Tufail ; Christine Odero, System, method, and article of manufacture for delivering information to a user through programmable network bookmarks.
  240. Lawrence,David; Nitze,Peter; MacDonald,Alasdair, Systems and methods for automated political risk management.
  241. Borden,Bruce; Brand,Russell, Systems and methods for distributed content storage and management.
  242. Bishop,Fred; Barrett,Michael R.; Armes,David; Wojciechowski,Lee A.; Madhineni,Madhukar; Krishnan,Vilayanur Parameswaran; McKay,Joshua B.; Gebb,Lucas, Systems and methods for facilitating commercial transactions between parties residing at remote locations.
  243. Lawton, Alison; Carle, Rachel; Mehta, Monica; Durham, Mary; Granfield, Richard J.; Kiely, James Earl; Puig, David J., Systems and methods for managing regulatory information.
  244. Lawrence, David, Systems and methods for managing risk associated with a geo-political area.
  245. Alderman, Robert M; Baumgarten, Steven N; Brennan, Paul J; Chandor, Jeffrey F; Clinton, Sr., Winston L; Larsen, Lance D; Miller, Stephen Michael M; Olgin, Steven B; Pungello, Michael L; Rosenberg, Ronald S; Salvi-Chiara, Lynda M; Sette, Grace T; Shapiro, Ira P; Skibik, Jr., George E; Tartanella, Paul J; Versland, Kathleen; Widger, Ashleigh R; Hughes, Courtney L, Systems and methods for offering and servicing hedge funds.
  246. R. Raymond May, Systems, methods and computer program products for electronic trading of financial instruments.
  247. May R. Raymond, Systems, methods and computer program products for monitoring credit risks in electronic trading systems.
  248. Ross, Paul C., Telecommunications system for broadcasting and receiving information whose pertinence is at least partially based on geography.
  249. Thibadeau Robert (Pittsburgh PA) Newcomer Joseph M. (Pittsburgh PA) Touretzky David (Pittsburgh PA), Television receiver location identification.
  250. Dutta,Rabindranath, Third party contract depository for E-commerce transactions.
  251. Pare ; Jr. David Ferrin ; Hoffman Ned ; Lee Jonathan Alexander, Tokenless biometric ATM access system.
  252. Adams Carl A. (San Francisco CA), Transaction approval system.
  253. Bear, Charles Randall; Jimenez, Marco Aldo, Transaction risk analyzer.
  254. Boston Vincent (San Mateo CA) Boggan Elvis W. (Concord CA) Asbo Einar L. (Mill Valley CA), Transaction system with off-line risk assessment.
  255. Boston Vincent (San Mateo CA) Boggan Elvis W. (Concord CA) Asbo Einar L. (Mill Valley CA), Transaction system with off-line risk assessment.
  256. Templeton Randy Joe (Bellaire TX) Gulden Gerald (Houston TX), Transaction system with on/off line risk assessment.
  257. Stiles, Paul W.; McIndoe, Darrell Bruce; Meyer, Mark Gregory, Travel information method and associated system.
  258. Sehr, Richard P., Travel system and methods utilizing multi-application airline passenger cards.
  259. Sehr Richard P., Travel system and methods utilizing multi-application passenger cards.
  260. Sehr, Richard P., Travel system and methods utilizing multi-application traveler cards.
  261. Rosen Sholom S. (New York NY), Trusted agents for open electronic commerce.
  262. Rosenberg, Jonathan B.; Harrison, John; Remy, David L.; Creighton, Neal L., Web site identity assurance.
  263. Rosenberg,Jonathan B.; Harrison,John C.; Remy,David L.; Creighton, Jr.,Neal L., Web site identity assurance.
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